OBJECTIVES

After you have finished this lesson you should understand and know about

	*	emission and absorption of light by atoms and molecules.
	*	reflection, absorption, transmission, and scattering of light.
	*	PlanckÕs relationship between energy and frequency.
	*	potential energy, kinetic energy, and total energy.
	*	energy levels and bands.
	*	emission, absorption, and incandescence and the
		measurement of spectra.
	*	lifetimes of excited states, fluorescence, and phosphorescence.
	*	stimulated and spontaneous emission of photons.
	*	coherent light and lasers.
	*	electronic, vibrational, and rotational energy levels.
	*	microwave, infrared, visible, and ultraviolet spectra.
	*	color.
	*	measuring the size of the universe with spectra.


Free atoms are spheres of constantly vibrating electron standing wave 
patterns with a very small core of dense material, a core that is constituted of 
constantly vibrating neutron and proton standing wave patterns. One can 
think of an atom 

as a musical instrument that is constantly playing. A musical instrument can 
only be heard when it interacts with its surroundings, causing sound waves to 
propagate outwards; analogously the effect of the vibrating electrons in the 
atoms can only be observed when they interact with their surroundings. 
Instead of interacting with air or other matter producing sound, the vibrations 
interact with electromagnetic fields (i.e., light), and instead of hearing the 
music atoms play, we see them!

	We saw in the last unit that objects could be forced to vibrate at their 
natural frequencies by resonating with an external vibration. The resonance 
condition was that the frequency of the external vibration must be equal to 
the difference of the natural frequency at which the object is vibrating and a 
higher natural frequency. If the object was not initially vibrating, we say that 
the initial natural frequency was zero. The electrons surrounding nuclei are 
always vibrating with a non-zero frequency. If a beam of light hits an atom or 
a molecule and satisfies the resonance condition, it will cause one of the 
electronic standing waves to form a standing wave pattern at a higher 
frequency. The probability that the incident light wave, in other words photon, 
hits the atom or molecule in just the right way to produce this excitation is 
related to the intensity of the light wave. This is directly proportional to the 
amplitude of the wave or the number of photons in the light beam. The high 
frequency natural electronic vibrations are at a higher energy than the lower 
ones. To produce new standing wave patterns, the photon does work (i.e., 
applies force), thus using up all of its energy. Hence, once the electrons are 
vibrating at a higher natural frequency, the photon no longer exists! It has 
been completely absorbed by the atom or molecule.

	Once an atom or molecule has been excited to a higher energy state, it 
will want to deexcite to a lower energy state; that is, the excited electron will 
want to reform a standing wave pattern at a lower frequency. When this 
occurs, it will emit a package of electromagnetic energy, a photon, with a 
frequency that equals the difference between the excited frequency and the 
frequency of the lower energy standing wave pattern. The direction in which 
this photon is emitted is often quite random. Invariably a light beam comes 
in contact with many atoms or molecules, not just one. If the atoms/molecules 
are densely packed, as in a solid or liquid, photons emitted towards to the 
bulk of the material, away from the surface, will be alternatively absorbed 
then remitted in a chaotic journey, continually being bounced around. This is 
called scattering of light and accounts for the attenuation of the light 
intensityÑin other words, the bulk absorption of the light in material. The 
light emitted backwards towards the light source is the reflected light. If the 
incident light does not match any of the natural frequencies of the electronic 
standing wave patterns of the material, it will pass through the material 
without interacting and the material is said to be transparent to that 
frequency of light, which is thus transmitted through the material. It is also 
possible that a small portion of the light absorbed by the material could be 
transmitted through the material, especially if the material is thin. But the 
probability of such transmission is low.


	In 1902 Max Planck postulated that energy was related to frequency in 
the following manner

E = hu

where E is the total energy of the object, u the frequency associated with that 
energy, and h is PlankÕs constant, which has the value 6.626x10-34 Js.  The 
total energy of an object is made up of its potential energy, its kinetic energy, 
and its internal energy. We discussed potential energy in Lesson 3 and know 
that it depends on the object and external forces that the object is interacting 
with. The kinetic energy of an object depends on the mass of the object and its 
speed, while the internal energy depends on the internal structure of the 
object. These forms of energy can be converted into each other. For instance, 
consider a mass connected to a spring that is fixed to a wall as in the 
following diagram:








The mass can move back and forth about the equilibrium position, X0. To 
start the motion one stretches the spring towards the point R and lets go. The 
spring exerts a force, pulling the mass back towards X0; the amount of the 
force depends on the stiffness of the spring. The mass will be pulled back with 
such force that it will go past X0 and end up at the point L compressing the 
spring, which now exerts a force in the opposite direction again towards X0. 
When the mass reaches the points L and R it stops, while when it is at the 
point X0 its speed is the fastest. Thus at the points R and L its kinetic energy 
(motional energy) is zero while its potential energy is at a maximum (the 
maximum amount of force is being exerted on the mass). So potential energy 
is continually flowing into kinetic energy and vice-versa. If the mass is moving 
on a rough surface there will be some friction between the surface and the 
mass. This will cause the mass and the surface to heat up and the speed and 
amplitude of the back and forth motion to decrease; thus potential and kinetic 
energy both flow into internal energy of the mass and the surface.

	The frequency of a standing electronic wave corresponds through 
PlankÕs constant to the total energy of the electron (one electron in an atom or 
molecule is one electronic standing wave). If an electron absorbs energy  it will 
form a more 

energetic standing wave pattern at a higher frequency. For a given molecule or 
atom these higher frequencies are fixed and depend on the nature of the atom 
or molecule, that is, the types of atoms making up the molecule and the 
nuclear charge of the atoms, as well as the total number of electrons present. 
This is exactly analogous to the thickness, tension, material, and geometry of 
a guitar string determining the natural frequencies of the string. As electrons 
are fermions, identical electrons cannot be at the same place at the same 
time due to the Pauli Exclusion Principle. However, it is found that there two 
types of electrons, an alpha one and a beta one. As they are not identical, they 
can be at the same place at the same time and they can form identical 
standing wave patterns. Most often there is only one combination of standing 
wave patterns that corresponds to the lowest energy state of the atom or 
molecule; this is called the Ground State. The various combinations of 
standing wave patterns that the fixed number of electrons in a particular 
molecule or atom can form are called electronic configurations. If any of these 
configurations have equal total energy, they are called degenerate. Sometimes 
there are several degenerate configurations that could be the ground state. 
The interaction of light with matter involves many interconnected 
phenomenaÑthe possible configurations of a system, the possible excitations 
and deexcitations, the various energies and frequencies of the standing wave 
patterns and the absorbed and emitted photons, and which electrons are 
alpha and which are beta. In order to describe in a succinct manner all these 
different facets, energy level diagrams were invented. These diagrams show 
the frequencies, thus the energies, of some standing wave patterns for the 
system, which standing wave patterns are actually being manifested, and 
which excitations and deexcitations are taking place. The following examples 
illustrate their use:






















In a. light is absorbed, causing an alpha electron, ­, to be excited to a higher 
frequency standing wave pattern,E2 ® E3. The frequency of the incoming 
light must thus be u3-u2, where E3 =hu3 and E2 =hu2. In b. a deexcitation 
takes place; the standing wave pattern with frequency u3 and energy E3 loses 
energy, emits a photon with frequency u3-u2, and forms the standing wave 
pattern with energy E2. In c. the b electron, ¯, with standing wave pattern 
energy of E2 is excited to E5 with a photon of frequency u5-u2 (much higher 
than before). In d. the standing wave pattern with energy E5 deexcites to form 
a standing wave pattern of energy E4, emitting a photon with frequency u5-
u4.

	The number of energy levels found in a given system is equal to the sum 
of the number of energy levels of the individual atoms. The more atoms 
present the more energy levels. In a solid or dense material there are on the 
order of 1023 atoms present in a small region of space; thus the number of 
energy levels is huge, in fact so huge that many of the levels merge into bands, 
the energy difference being too small to be measured. Energy gaps between 
bands can still be found, and some bands can be partially filled; that is, not 
all the standing wave patterns in the energy range belonging to the band are 
actually manifested by the electrons present. As shown by the following 
diagram (a), there are two filled bands with energies of E1 to E2 and E3 to E4 
and an empty band with energies between E5 to E6. The frequencies of 
absorbed photons can thus be any number belonging to the range u5-u4 to u6-
u3. In (b) there is one filled band with energies of E1 to E2 and two partially 
filled bands with energies E3 to E4 and E5 to E6. The emitted photons can 
have frequencies in the range u5-u4 to u5-u3.















	The effects of absorption and emission are easily observed with lenses 
and prisms combined in a scientific instrument called a Spectrometer. If a 
dilute gas is initially excited (i.e., the electrons in the molecules of the gas are 
excited to higher energy standing wave patterns), the photons emitted during 
deexcitation can be observed using the following set up:











The image on the screen or photographic plate of the slit that the emitted 
light passes through appears at different places due to the fact that different 
wavelengths of light are bent differently when passing through the prism. If 
we plot a graph of the intensity of light against observed frequency we obtain 
in general




Intensity





Frequency

This is called a Discrete Emission Spectra. If a solid or dense material is 
excited and then allowed to deexcite, the resulting photons can be observed in 
the same manner; the resulting observed spectra looks like a rainbow (if the 
emitted light is in the visible range), and a plot of intensity against frequency 
looks like




Intensity





Frequency

This is called an Incandescent Spectra. The form of the plot depends on the 
temperature, T, of the material. The higher the temperature, the higher the 
frequency of maximum intensity; in the preceding diagram T2>T1 and thus 
u2>u1. The temperature T is directly proportional to this frequency, thus the 

temperature of the material can be determined by spectroscopic means. The 
sun produces an incandescent spectrum with a maximum intensity in the 
yellow frequencies; other hotter stars have a maximum intensity in the blue 
range. Often incandescent spectra are not in the visible frequencies. All solids 
around us are actually emitting such spectra all the time, but in the infrared 
frequencies, which can be observed with an infrared camera. If one heats a 
metallic material such as an iron or tungsten bar, it will begin to glow dull 
red, showing that the maximum intensity frequency has moved from the 
infrared to the red frequencies. If one continues to heat it, it will glow white 
hot, showing that the red, yellow, and blue frequencies are being emitted with 
the maximum in the yellow range. If one could heat it still hotter then it 
would glow blue. However, before this occurs, the bar melts! Normal light 
bulbs have tungsten strips inside them, which are heated by passing an 
electric current through them, thus causing them to emit incandescent light.

If one shines incandescent light through a non-dense material using a 
spectrometer, as in the following diagram,












one observes a Discrete Absorption Spectra of the form










	When an electron assumes an excited state stationary wave pattern, it 
will naturally try to lose energy and deexcite to a lower energy state. The 
length of time it remains in the high energy standing wave pattern is called 
the life time of the state. The life time can be short, less than 10-6s, or long, 
greater than 10-6s or even many hours or days. If the life time is short, the 
emission of photons stops almost simultaneously with turning off of the 
source of light. This type of emission of light is called fluorescence. If the life 
time is long, the emission of photons will 

continue for some time after the source has been removed. This type of 
emission of light is called phosphorescence and can continue for days. 
Phosphorescence is observed, for example, in fire flies, clocks that glow in the 
dark, and TV screens.

	From the preceding discussion of excitation and deexcitation described 
by the energy level diagrams one can observe that the frequency of the emitted 
photon must be less than or equal to the frequency of the absorbed one. Thus 
it is possible to excite with ultraviolet light and produce visible light 
emission. This is the basis of fluorescent paints or dyes used in posters and 
clothing. A black light (ultraviolet light source) produces an excitation, which 
is followed by the emission of intense visible lightÑan effect often seen in 
discotheques. Another phenomena often seen in discotheques is the glowing of 
white shirts. This is because shirt manufacturers and detergent companies 
actually make white whiter than white. They do this by adding a dye that will 
absorb the ultraviolet and emit many visible colors that mix to form white; 
this white light formed from the ultraviolet combines with the reflection of 
visible frequencies to form extra intense white light, both in sunlight and in a 
disco.

	The type of deexcitation that produces fluorescence and 
phosphorescence is called spontaneous emission. When this occurs, the 
direction that the photon comes from the atom or molecule is often quite 
random. This should be contrasted to stimulated emission where an incident 
photon stimulates the emission of a photon that is of the same frequency, in 
phase, and travelling in the same direction with itself. Of course the frequency 
of the incoming photon must match the difference between the frequency of 
the excited state electron and a lower frequency electronic standing wave 
pattern. The light that is produced by stimulated emission is thus more 
intense than the incident light. (Constructive interference takes place as the 
two photons are in the same region of space and in phase.) This observation 
leads to the idea of enhancing this type of emission to produce very intense 
light beams. In order to optimize the use of input energy in the production of 
constructively interfering photons, the emitting material should

	(i)	only produce photons of one frequency, called monochromatic 
light. Thus only one deexcitation channel or pathway should be available.
	(ii)	only produce coherent photons propagating in the same direction. 
Thus emitted photons should be produced by stimulated emission.
	(iii)	only produce a parallel beam of light. A beam of light that 
diverges (i.e., spreads out) attenuates much faster than a beam that stays 
narrow.

A beam of such light is called Light Amplified by Stimulated Emmision of 
Radiation or LASER light. In order to produce light by stimulated emission, 
incident photons should collide with electrons in excited state standing wave 
patterns; in order to facilitate this, the excited state should be long lived, in 
fact so long lived that one talks about a meta stable state. Also incident 
photons should not be used up in producing such a state, which should be 
produced by some other means. The optimum situation for stimulated 
emission to occur is when most of the electrons are in these meta stable 
excited states. This occurs when we have a 

population inversion. The most common type of LASER is the Helium-Neon 
laser, which is described in some detail on page 553 of your textbook.

	The frequencies of the emitted and absorbed light are controlled by the 
environment in which the electronic standing waves exist. This environment is 
determined by the arrangement and type of nuclei and the total number of 
electrons present. Given a particular environment, electrons can form several 
harmonic series of patterns labelled s, p, d, f, g, h, and so on. Each series has a 
fundamental and overtones; the higher overtones are distinguished from the 
lower ones by the number of nodal surfaces. (Remember, the standing 
electronic wave patterns are three dimensional in contrast to the one 
dimensional standing wave patterns of a string where the nodes are points.) 
At these nodal surfaces no electric charge exists. The higher overtones in each 
harmonic series of electron standing waves also spread further out; thus, in 
lithium an electron in a 2s standing wave pattern is on the average further 
away from the lithium nucleus than a 1s electron. As we noted, absorption can 
occur when an incoming photon has a frequency that equals the difference 
between an unoccupied electronic standing wave frequency (i.e., a frequency of 
an electronic standing wave pattern that is not present) and an occupied one. 
The smallest such frequencies that produce such excitations are generally in 
the visible or ultraviolet region of the spectrum. Photons emitted when such 
standing waves deexcite are also in these regions. Nuclei, however, are not 
stationary; thus the environment in which electrons exist is constantly 
changing.

	The motion of the nuclei can be decomposed into three parts: (a) a 
translational motion of all the nuclei in the same direction; (b) a rotational 
motion of all the nuclei about a central axis; and (c) a vibrational motion of 
the nuclei with respect to each other. This vibrational motion is similar to the 
motion of two masses connected by a spring, where the distance between the 
masses gets larger as the spring stretches and smaller as the spring 
compresses. The masses vibrate about equilibrium positions or average 
positions at the ends of the spring. The distance between these average 
positions is the length of the chemical bond between these two nuclei. It turns 
out that this nuclear vibrational motion can occur at various frequencies that 
form harmonic families, with the higher harmonics producing longer bond 
lengths (i.e., average distances between nuclei). It is the environment 
produced by the average positions of the vibrating nuclei that determines the 
frequencies of the electronic standing waves. Thus a 1s electronic standing 
wave pattern in the environment of a fundamental nuclear vibrational 
frequency will vibrate at a different frequency and will be of a different size 
than a 1s electron at an overtone nuclear vibrational frequency. The frequency 
of the 1s electron in the environment of the overtone nuclear vibration will be 
higher and its size bigger than that of an electron in the environment of a 
fundamental nuclear vibration. (Note that we are talking about two types of 
frequencies; one is the frequency of nuclei moving closer and further from each 
each other and the other is the frequency of the electronic standing wave 
pattern.) An incident photon that equals the difference between these two 
different 1s frequencies can cause an excitation between the lower frequency 
and the higher 

one, and hence cause the nuclear vibrational mode to change to a higher 
frequency. Exactly the same process can occur for 2s, 3s, 2p, 3p, 3d, 4d, and so 
on, and, in fact, any electronic standing wave.

	The frequencies of photons that produce such excitations belong in the 
infrared region of the spectrum, and the spectra produced by absorption and 
emission of such photons is called molecular vibrational spectra.  The spectra 
produced by absorption or emission of photons that produce excitation 
between different harmonics of electron standing wave patterns is called an 
electronic spectra. The nuclei also perform rotational motions, which are at 
lower frequencies than nuclear vibrations. These also change the environment 
for the electronic standing wave patterns. The difference between the 
frequencies of the same electronic standing wave pattern in the environment 
of a rotating nuclear framework at two successive different natural 
frequencies lies in the microwave region of the spectra. Thus photons with 
microwave frequencies cause excitation between such electronic standing 
wave patterns, causing the rotational motion to increase its frequency.

	When infrared radiation shines onto our skins we feel it as heat. What 
microscopic processes does this feeling correspond to? We see from above that 
infrared photons cause an increase in the vibrational frequency of nuclei and 
the bond distances between them. It is this change in structure that we 
perceive as heat. If the vibrational motion of the nuclei increases more and 
more, the structure of the material on which the radiation is incident will 
begin to shatter and chemical bonds will begin to break, leading to all the 
well-known effects of continual heating (i.e., charring, melting, burning, etc.). 
The transitions associated with photons that cause purely electronic 
excitations (i.e., leaving unchanged the vibrational and rotational states of 
the nuclei) are called cold transitions, while transitions that are associated 
with photons that change the nuclear vibrational and rotational states are 
called hot transitions. Clearly an ultraviolet photon can cause a hot transition 
between two different electronic standing wave patterns if it equals the 
frequency difference between the electronic levels plus the difference between 
two vibrational levels or equals the frequency difference between the 
electronic levels plus the difference between two rotational levels as shown in 
the following diagrams.











Also a deexcitation can occur between a hot level and cold level as shown in 
the following diagram














It is also possible for a molecule to absorb several microwave photons 
sequentially, gradually increasing the level of rotational excitation until one 
reaches the level of the first vibrational level as shown in the following 
diagram.











Other excited vibrational levels can also be reached in such a manner, as can 
excited electronic levels. As the frequency of an emitted photon must be less 
than or equal to the frequency of an absorbed one, an ultraviolet photon 
absorbed producing an electronic excitation can be followed by the emission of 
visible, infrared, or microwave photons, leaving behind hot or cold electronic 
standing wave patterns. Fluorescent lights utilize cold emission between 
electronic levels to produce light. (The fluorescent material is first electrically 
excited.)

	Cooking might not seem a particularly related subject, except for the 
word microwave; however, even this process can be described on a microscopic 
level. Why do we cook food? Usually it is to make it more tender (i.e., easier to 
break apart). Thus the object of cooking is to disrupt the structure of the food. 
This is achieved by heating, causing vibrational or rotational excitations, thus 
stretching chemical bonds until some break. (One can produce vibrational or 
rotational excitations by letting hot molecules collide with the cold substance 
as well as with collisions with infrared or microwave photons.) The microwave 
oven radiates food directly with microwave photons, causing rotational 
excitation and possible 

disruption of the structure of the food. This method is more efficient, as many 
of the microwave photons pass through the surface of the food and rotationally 
excite the inside of the food directly. Also microwave photons are of a lower 
energy than most other heating processes and are thus less expensive to use.

	What produces the color of cooked food or raw food or any object for that 
matter? We know the only way we can see an object is when the object is a 
source of, reflects, or transmits light towards our eyes. The color of the object 
is then determined by the frequencies of the photons entering our eyes. If 
monochromatic photons flow into our eyes, we see just one color, which 
depends on their frequency. This is also true if photons of various mixed 
frequencies stimulate our optic nerve, but this time the color we see depends 
on the mixture. The color we see can be analyzed by dividing the spectrum into 
three primary colorsÑred, green, and blue. The actual hue (i.e., frequency) can 
be taken to be in the middle of the frequency ranges in the spectrum that 
produce these colors. It is found that 


	Red	+ Green	= Yellow
	Red	+ Blue	= Magenta
	Green	+ Blue	= Cyan


If two beams of primary colored light are mixed together, they form the colors 
shown on the right hand side of the above table. If three beams of primary 
colored light, all different, are focused together we see white light. If one of the 
primary colored beams is turned off, then the color of the mixture changes 
from white to one of the colors on the right hand side of the above table, 
depending on the color that is turned off. This observation leads to an 
analysis of reflected colors in terms of pigments. If one shines white light (i.e., 
a mixture of all visible frequencies) on a material, either all the frequencies 
are reflected (i.e., first absorbed then spontaneously emitted in the backward 
direction) or some of the frequencies are absorbed for a longer time and not 
reflected, producing a reflected color that is a mixture of the remaining 
frequencies. The color of the material is thus seen to be determined by the 
frequencies taken away from the white light. If blue light is absorbed by the 
material and red and green are reflected, then the material appears yellow 
and we say that the material contains a yellow pigment; if green light is 
absorbed, we see magenta and say that the material contains a magenta 
pigment; if red light is absorbed, we see cyan and say that the material 
contains a cyan pigment. If all the pigments are present, then all the light is 
absorbed and the material appears black. One can then form a table 
analogous to the one above for mixtures of pigments.


	Yellow	+ Cyan	= Green
	Magenta	+ Cyan	= Blue
	Magenta	+ Yellow	= Red


This is a table based on the subtraction of primary colors. If magenta is 
present, then green has been subtracted and the others reflected, while if cyan 
is present, then red has been subtracted, and if yellow is present, then blue 
has been subtracted. When one forms colors for dyes or paints, one 
concentrates on the addition of pigments. If colors are absorbed, then so is the 
energy associated with the photons that make up that color. In general the 
excited electronic standing wave patterns produced by these photons deexcite, 
producing hot electronic states. Thus every material that is not colored white 
heats up, with objects colored black heating up the most.

	Stars have a range of visible colors from red to blue, depending on their 
temperature. These colors come from the dense plasma on the surface. Above 
this violently boiling plasma is an atmosphere of atomic gases. The plasma 
radiates a continuous incandescent light that passes through these gases and 
produces an absorption spectra. This absorption spectra can be seen on earth 
or by the Hubble space telescope, informing us of (a) the elements that can be 
found on the star and (b) the Doppler shift of the light coming from the star. 
Each atom has its own unique, characteristic absorption spectral pattern 
made up of discrete lines. By matching the positions of these lines found in 
the spectra observed from the star with lines in spectra observed from atoms 
in an earth laboratory, one can determine whether the frequency of the lines 
has been increased or decreased with respect to the ones measured in the 
laboratory. If the frequency has been decreased, then the star is red shifted, 
while if the frequency has increased, it has been blue shifted. Using HubbleÕs 
Law, one can then deduce how far away the star is.